Gary R. Sagarnaga

KESTRA ADVISORY SERVICES

Bellaire, TX 77401

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CRD#: 1405414

Professional summary

Gary Rene Sagarnaga is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bellaire, Texas and KESTRA INVESTMENT SERVICES, LLC located in Bellaire, Texas.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Gary has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KESTRA ADISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 63 START DATE: 11/01/2017 ADDRESS: 5707 Southwest Parkway Bldg 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR GRS FIANANCIAL GROUP POSITION: Sole proprietor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2017 ADDRESS: 6750 W Loop S Suite 615, Bellaire TX 77401, United States DESCRIPTION: Manage and recommend investments

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Rene Sagarnaga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2017 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 6750 W Loop S Suite 615, Bellaire, TX 77401

RIA

CRD#: 283330

Bellaire, TX

Current

October 30, 2017 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 6750 W. Loop S. Suite 615, Bellaire, TX 77401

CRD#: 42046

Bellaire, TX

Past

May 27, 2004 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

BELLAIRE, TX

Past

May 24, 2004 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

BELLAIRE, TX

Past

November 20, 2003 - May 25, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

February 23, 2000 - November 25, 2003

CULLUM & BURKS SECURITIES, INC.

CRD#: 46600

DALLAS, TX

Past

November 10, 1997 - October 26, 1999

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

July 7, 1987 - November 3, 2003

HUCKIN FINANCIAL GROUP, INC.

RIA

CRD#: 8593

HOUSTON, TX

Past

July 6, 1987 - November 3, 2003

HUCKIN FINANCIAL GROUP, INC.

CRD#: 8593

HOUSTON, TX

Past

September 24, 1985 - March 7, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/30/2017)

Louisiana
(10/30/2017)

IAR

Louisiana
(11/1/2017)

Maryland
(9/3/2024)

Texas
(10/30/2017)

IAR

Texas
(10/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/22/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary R. Sagarnaga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Rene Sagarnaga's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

MAIN STREET MANAGEMENT COMPANY

CULLUM & BURKS SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

HUCKIN FINANCIAL GROUP, INC.

HUCKIN FINANCIAL GROUP, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/1985

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 24

Date: 1/22/2005

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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