DP
Daniel O. Palmer
CETERA INVESTMENT ADVISERS LLC
Orem, UT 84057
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CRD#: 1404876
DP
Professional summary
Daniel Owen Palmer, who also goes by Dan Palmer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orem, Utah and CETERA WEALTH SERVICES, LLC located in Orem, Utah.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: UTAH COMMUNITY CREDIT UNION ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CREDIT UNION ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE ; START DATE: 02/2020 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES OF B/D ON CREDIT UNION PREMISES ; (2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 09/18/2008, <1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; (3) NAME OF OTHER BUSINESS: PEAK GC THREE LLC; INVESTMENT RELATED: NO ; ADDRESS: 114 WEST WINCHESTER STREET MURRAY, UT 84107; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY INVESTMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Owen Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 305 W 800 N, Orem, UT 84057RIA
CRD#: 105644
Orem, UT
Current
October 2, 2008 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 305 W 800 N, Orem, UT 84057BD
CRD#: 13572
Orem, UT
Past
September 14, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
OREM, UT
Past
January 8, 2007 - September 17, 2008
ZIONS CAPITAL ADVISORS, INC.
RIA
CRD#: 131308
SALT LAKE CITY, UT
Past
June 7, 1999 - December 31, 2006
ZIONS DIRECT, INC.
RIA
CRD#: 17776
SPANISH FORK, UT
Past
May 19, 1999 - September 17, 2008
ZIONS DIRECT, INC.
BD
CRD#: 17776
SPANISH FORK, UT
Past
March 27, 1992 - April 30, 1999
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
May 14, 1988 - February 24, 1992
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 25, 1988 - May 14, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
August 21, 1985 - March 1, 1988
FPI SECURITIES, INC.
BD
CRD#: 10280
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/4/2019)
RR
Arizona(11/5/2012)
RR
Colorado(10/2/2008)
RR
District of Columbia(1/8/2024)
RR
Idaho(11/12/2008)
RR
Indiana(3/13/2013)
RR
Nevada(2/18/2025)
RR
New Mexico(1/6/2009)
RR
Utah(10/2/2008)
IAR
Utah(6/29/2023)
RR
Washington(6/24/2020)
RR
Wisconsin(11/19/2013)
RR
Wyoming(1/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Orem, UT 84057TRUST BUT VERIFY
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