Kenneth C. Scordo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Charles Scordo was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2014 - August 8, 2014
NEWPORT COAST SECURITIES, INC.
April 7, 2005 - February 6, 2014
OC SECURITIES, INC.
September 3, 2004 - October 11, 2004
REGENT CAPITAL GROUP, INC.
January 4, 1995 - October 23, 2002
TRADEWAY SECURITIES GROUP, INC.
July 27, 1994 - December 23, 1994
H.J. MEYERS & CO., INC.
January 11, 1994 - July 28, 1994
TEXAS CAPITAL SECURITIES, INC.
November 30, 1988 - July 29, 1992
MORGAN STANLEY DW INC.
June 7, 1988 - December 3, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
November 16, 1987 - June 14, 1988
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
July 10, 1987 - October 27, 1987
PRESCOTT, BALL & TURBEN, INC.
December 23, 1986 - June 22, 1987
EQUITABLE SECURITIES OF NEW YORK,INC.
September 6, 1985 - January 1, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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