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OM

Owen A. May

MD GLOBAL PARTNERS
New York, NY 10065
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CRD#: 1404710
OM

Professional summary


Owen Arthur May is a registered financial professional currently at MD GLOBAL PARTNERS, LLC located in New York, New York.

Owen is registered as a RR (Registered Representative) and started their career in finance in 1985. Owen has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Owen Arthur May's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 29, 2007 - Present

MD GLOBAL PARTNERS, LLC

Office #1: 329 E 63rd St Apt 3j, New York, NY 10065
BD
CRD#: 140988
New York, NY
Past

June 27, 1995 - April 3, 2006

MAY, DAVIS GROUP INC.

BD
CRD#: 35622
NEW YORK, NY
Past

May 3, 1994 - June 6, 1995

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

August 16, 1991 - May 5, 1994

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ
Past

August 8, 1990 - August 16, 1991

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

November 17, 1989 - August 15, 1990

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

October 22, 1985 - December 13, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/18/2020)
RR
Connecticut
(11/16/2020)
RR
New York
(11/6/2020)
RR
Texas
(11/23/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 11/6/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MG
MD GLOBAL PARTNERS, LLC
BLACK CAPITAL PARTNERS, LLC | MD GLOBAL PARTNERS, LLC | MAY DAVIS PARTNERS, LLC

CRD#: 140988 / SEC#: , 8-67356

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
329 E. 63rd St. Apt 3j, New York, NY 10065
Mailing Address
329 E. 63rd St. Apt 3j, New York, NY 10065
Phone number
(917) 881-3636
Established
Delaware since 11/21/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MAY, OWEN ARTHURCEO, MEMBER1404710
COY, WAYNE MICHAELCCO1665279
MILLER, JOHN STEVENSONFINOP2139980

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MD GLOBAL PARTNERS, LLC

CRD#: 140988New York, NY 10065

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