Donal B. Bahrenburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donal Brooks Bahrenburg, who also goes by Brook Bahrenburg, Donal B. B Bahrenburg, Donald B Bahrenburg, Donal Brook, was a registered financial professional .
Donal is a previously registered financial professional and started their career in finance in 1985. Donal had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2022 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 25, 2022 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 17, 2016 - February 8, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 29, 2016 - February 8, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 13, 2004 - May 10, 2016
UBS FINANCIAL SERVICES INC.
February 23, 2001 - May 10, 2016
UBS FINANCIAL SERVICES INC.
February 21, 2001 - July 12, 2004
UBS FINANCIAL SERVICES INC.
April 3, 1995 - March 19, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 16, 1992 - April 4, 1995
SECURITIES AMERICA, INC.
March 12, 1987 - September 23, 1992
GENEVA SECURITIES,INC.
September 25, 1985 - May 13, 1987
DREHER & ASSOCIATES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Financial AdvisorCRD#: 149018TRUST BUT VERIFY
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