John D. Keenan

GWN SECURITIES

Torrance, CA 90501

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CRD#: 1404546

Professional summary

John Daniel Keenan, who also goes by Dan Keenan, is a registered financial advisor currently at GWN SECURITIES INC. located in Torrance, California.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Keenan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daniel Keenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Daniel Keenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2010 - Present

GWN SECURITIES INC.

Office #1: 2355 Crenshaw Blvd. Suite 200, Torrance, CA 90501

RIA

CRD#: 128929

Torrance, CA

Current

June 25, 2010 - Present

GWN SECURITIES INC.

Office #1: 2355 Crenshaw Blvd. Suite 200, Torrance, CA 90501

RIA

CRD#: 128929

Torrance, CA

Past

September 25, 2009 - June 25, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LAKE FOREST, CA

Past

September 24, 2009 - June 25, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

LAKE FOREST, CA

Past

January 3, 2007 - August 31, 2009

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

TORRANCE, CA

Past

March 1, 2006 - August 31, 2009

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

December 19, 2005 - March 1, 2006

WORTHMARK FINANCIAL SERVICES, LLC

RIA

CRD#: 47086

TORRANCE, CA

Past

September 29, 2004 - March 1, 2006

WORTHMARK FINANCIAL SERVICES, LLC

CRD#: 47086

TORRANCE, CA

Past

November 27, 2002 - September 13, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 27, 2002 - September 13, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 1, 2002 - December 4, 2002

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

July 31, 2001 - January 1, 2002

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

May 18, 1999 - August 8, 2001

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

October 15, 1992 - May 6, 1999

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 20, 1990 - December 31, 1991

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

Past

August 12, 1987 - December 31, 1991

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

November 20, 1985 - March 10, 1987

KEENAN FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 6746

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/25/2010)

IAR

California
(6/25/2010)

Colorado
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2700

Established

Florida since 05/12/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

744

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/11/2025)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
RITTMAN, BARRY RICHARD	CFO FINOP VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory assets under management

Total Number of Accounts	64,207
AUM (Assets Under Management)	$ 3,650,274,405

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John D. Keenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daniel Keenan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Daniel Keenan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

WORTHMARK FINANCIAL SERVICES, LLC

WORTHMARK FINANCIAL SERVICES, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LOCUST STREET SECURITIES, INC.

BMA FINANCIAL SERVICES, INC.

ARAGON FINANCIAL SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

KEENAN FINANCIAL & INSURANCE SERVICES, INC.

Primary Firm SEC Registration

GWN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2005

Series 63

Date: 5/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2007

Series 6

Date: 11/19/1985

FINRA

Current Firm

GWN SECURITIES INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GWN SECURITIES INC.

TRUST BUT VERIFY

Contact information

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