Jean-marc Chapus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean-marc Chapus, who also goes by Jean Marc Chapus, Jeanmarc Chapus, was a registered financial professional .
Jean-marc is a previously registered financial professional and started their career in finance in 1988. Jean-marc had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - May 1, 2015
SEPULVEDA DISTRIBUTORS LLC
January 30, 1996 - December 31, 2010
TCW FUNDS DISTRIBUTORS LLC
March 10, 1993 - January 1, 1996
CRESCENT SECURITIES CORPORATION
December 7, 1992 - April 4, 1994
THE SEIDLER COMPANIES INCORPORATED
June 27, 1992 - September 17, 1992
THE SEIDLER COMPANIES INCORPORATED
March 20, 1991 - December 19, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
March 5, 1990 - April 30, 1990
THE SEIDLER COMPANIES INCORPORATED
October 19, 1988 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEPULVEDA DISTRIBUTORS LLC
CRD#: 166535 / SEC#: , 8-69221
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
