Kevin H. Akulin

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CRD#: 1404374

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Harvey Akulin, who also goes by Kevin Akulin, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1985. Kevin had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Akulin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2014 - September 22, 2016

WOLOSHIN INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 132346

CENTER VALLEY, PA

Past

October 17, 2000 - September 19, 2001

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 16, 2000 - August 28, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

April 10, 1986 - December 5, 1986

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Past

September 24, 1985 - November 19, 1985

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOLOSHIN INVESTMENT MANAGEMENT, LLC

CRD#: 132346 / SEC#: 801-126037

RIA

Registered Investment Advisory firm - (7/7/2022 Approved)

California

Registered Investment Advisory firm - (9/2/2022 Terminated)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (8/3/2022 Terminated)

Georgia

Registered Investment Advisory firm - (8/24/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/3/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (8/15/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (12/16/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2022 Terminated)

Virginia

Registered Investment Advisory firm - (8/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/15/2000

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Current Firm

WOLOSHIN INVESTMENT MANAGEMENT, LLC

CRD#: 132346 / SEC#: 801-126037

RIA

Registered Investment Advisory firm - (7/7/2022 Approved)

California

Registered Investment Advisory firm - (9/2/2022 Terminated)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (8/3/2022 Terminated)

Georgia

Registered Investment Advisory firm - (8/24/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/3/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (8/15/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (12/16/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2022 Terminated)

Virginia

Registered Investment Advisory firm - (8/3/2022 Terminated)

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Contact information

Main Address

40 North Main Street, Medford, NJ 08055

Mailing Address

Phone number

(609) 654-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WOLOSHIN INVESTMENT MANAGEMENT BROCHURE (3/26/2025)

WOLOSHIN INVESTMENT MANAGEMENT SUPPLEMENTAL BROCHURE (3/26/2025)

WOLOSHIN INVESTMENT MANAGEMENT WRAP FEE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	849
AUM (Assets Under Management)	$ 165,499,600

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2024	Cover Page	Report
11/28/2023	Cover Page	Report
09/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin H. Akulin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

LASALLE ST SECURITIES, L.L.C.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

WOLOSHIN INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2014

Series 63

Date: 8/15/2000

Series 6

Date: 8/15/2000

Series 7

Date: 9/21/1985

Current Firm

WOLOSHIN INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WOLOSHIN INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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