Leanne M. Polizzano
Professional summary
Leanne Marie Polizzano, CFP®, who also goes by Leanne Marie Dowd, Leanne Polizzano, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Paramus, New Jersey.
Leanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Leanne has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leanne Marie Polizzano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2016 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 80 East Ridgewood Ave Suite 3, Paramus, NJ 07652May 22, 2012 - April 7, 2016
NEW CENTURY ASSET MANAGEMENT, INC.
October 9, 1993 - March 8, 1995
DEUTSCHE IXE, LLC
July 24, 1987 - July 26, 1993
MORGAN STANLEY & CO. LLC
December 17, 1985 - August 1, 1986
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2023)
Exams
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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