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Anthony Bruce Cravitz

THE LEADERS GROUP
Summit, NJ
·CRD# 1404040·41 years experience

Professional Summary

Anthony Bruce Cravitz, who also goes by Tony Cravitz, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Anthony is registered as a RR (Registered Representative) and started their career in finance in 1985. Anthony has worked at 7 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Cravitz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

THE LEADERS GROUP, INC.·CRD# 37157
BD
475 Springfield Ave, Summit, NJ 07901
May 14, 2013 - Present
CPS FINANCIAL & INSURANCE SERVICES, INC.·CRD# 41243
BD
Irvine, CA
September 30, 2003 - June 30, 2011
INTERLINK SECURITIES CORP.·CRD# 30505
BD
Woodland Hills, CA
September 16, 1999 - September 25, 2003
CPS FINANCIAL & INSURANCE SERVICES, INC.·CRD# 41243
BD
Irvine, CA
May 28, 1997 - August 27, 1998
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
April 20, 1994 - November 1, 1996
FOOTHILL SECURITIES, INC.·CRD# 1027
BD
Santa Clara, CA
August 15, 1991 - September 12, 1991
FORTH FINANCIAL SECURITIES, CORPORATION·CRD# 14363
BD
Richmond, VA
April 29, 1991 - July 15, 1993
PORTFOLIO SECURITIES CORPORATION·CRD# 16522
BD
September 24, 1985 - August 15, 1991

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/15/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Bruce Cravitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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