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PS

Peter S. Stranberg

STRANBERG CAPITAL LLC
SOUTHLAKE, TX 76092
Some features on this profile are disabled
CRD#: 1403854
PS

Professional summary


Peter Stinson Stranberg, who also goes by Pete Stranberg, Peter Stranberg, Pete Strandberg, Peter Stinson Strandberg, Peter Strandberg, is a registered financial advisor currently at STRANBERG CAPITAL LLC located in Southlake, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pete Stranberg | Peter Stranberg | Pete Strandberg | Peter Stinson Strandberg | Peter Strandberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Peter Stinson Stranberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2003 - Present

STRANBERG CAPITAL LLC

Office #1: 1121 S. Carroll, Suite 120, Southlake, TX 76092
RIA
CRD#: 114581
SOUTHLAKE, TX
Past

August 18, 2003 - January 1, 2000

STRANBERG CAPITAL LLC

RIA
CRD#: 114581
FT WORTH, TX
Past

October 27, 1998 - November 19, 1999

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

July 27, 1998 - September 21, 1998

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

March 13, 1995 - October 29, 1996

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

November 22, 1987 - June 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

August 20, 1985 - October 30, 1987

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/18/2003)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/29/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/19/1998
General Securities Principal Examination

Current Firm


SC
STRANBERG CAPITAL LLC
STRANBERG CAPITAL LLC

CRD#: 114581 / SEC#: 801-131933

Texas
Registered Investment Advisory firm - (12/11/2012 Approved)
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Contact information


Main Address
1121 S. Carroll, Suite 230, Southlake, TX 76092
Mailing Address
Phone number
(817) 343-0280
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts55
AUM (Assets Under Management)$ 95,200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRANBERG CAPITAL LLC

CRD#: 114581Southlake, TX 76092

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