Domenick Bellusci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenick Bellusci JR., who also goes by Domenick Bellusci Jr, was a registered financial professional .
Domenick is a previously registered financial professional and started their career in finance in 1985. Domenick had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2010 - November 21, 2023
CREDIT SUISSE SECURITIES (USA) LLC
February 3, 2006 - March 25, 2010
DEUTSCHE BANK SECURITIES INC.
November 11, 2004 - January 4, 2006
J.P. MORGAN SECURITIES INC.
July 31, 2000 - September 9, 2004
CHASE INVESTMENT SERVICES CORP.
April 7, 1992 - September 9, 2004
CHASE INVESTMENT SERVICES CORP.
February 17, 1989 - June 14, 1990
ROBERT TODD FINANCIAL CORP.
December 5, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
August 20, 1985 - December 8, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 322 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
