Randy L. Stark

TRUIST ADVISORY SERVICES

FORT LAUDERDALE, FL 33301

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CRD#: 1403455

Professional summary

Randy Lewis Stark is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Lauderdale, Florida and TRUIST INVESTMENT SERVICES, INC. located in Fort Lauderdale, Florida.

Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Randy has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lewis Stark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301

RIA

CRD#: 283390

FORT LAUDERDALE, FL

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301

CRD#: 17499

Fort Lauderdale, FL

Past

November 28, 2017 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

November 22, 2017 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

June 11, 2007 - December 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT LAUDERDALE, FL

Past

June 8, 2007 - December 5, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

May 3, 2004 - June 18, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FORT LAUDERDALE, FL

Past

April 5, 2002 - June 18, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FORT LAUDERDALE, FL

Past

January 13, 1997 - April 16, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 4, 1993 - January 15, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 27, 1990 - January 15, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 29, 1990 - December 3, 1990

JJC SECURITIES CO., INC.

CRD#: 3144

Past

January 31, 1990 - May 29, 1990

JSC SECURITIES, INC.

CRD#: 475

Past

November 23, 1988 - February 27, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

January 4, 1988 - December 13, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

September 24, 1985 - February 3, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/15/2024)

Arizona
(2/17/2021)

Arkansas
(11/7/2023)

California
(2/17/2021)

Colorado
(2/17/2021)

Connecticut
(2/17/2021)

Florida
(2/17/2021)

IAR

Florida
(2/17/2021)

Georgia
(2/17/2021)

Hawaii
(3/5/2021)

Illinois
(2/17/2021)

Indiana
(2/17/2021)

Maine
(2/17/2021)

Maryland
(2/17/2021)

New Jersey
(2/17/2021)

New York
(2/17/2021)

North Carolina
(2/17/2021)

South Carolina
(2/17/2021)

Tennessee
(2/17/2021)

Texas
(2/17/2021)

IAR

Texas
(4/15/2021)

Virginia
(2/17/2021)

Wisconsin
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randy L. Stark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lewis Stark's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JJC SECURITIES CO., INC.

JSC SECURITIES, INC.

J. T. MORAN & CO., INC.

GREENTREE SECURITIES CORP.

BROOKS WEINGER ROBBINS & LEEDS INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2004

Series 63

Date: 1/24/1986

SIE

Date: 10/1/2018

Series 31

Date: 1/30/1996

Series 7

Date: 9/21/1985

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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