Brian Bingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Bingham was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 1985. Brian had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2006 - September 8, 2006
MERRIMAC CORPORATE SECURITIES, INC.
January 6, 2004 - June 20, 2006
SILER WEALTH MANAGEMENT
January 11, 1990 - August 6, 1992
INTERNATIONAL ASSETS ADVISORY, LLC
January 4, 1989 - February 9, 1989
UBS FINANCIAL SERVICES INC.
October 2, 1985 - November 14, 1988
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
