Thomas M. Cooney

COONEY FINANCIAL ADVISORS

MARLTON, NJ 08053

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CRD#: 1403051

Professional summary

Thomas Matthew Cooney, CFP® is a registered financial advisor currently at COONEY FINANCIAL ADVISORS INC located in Marlton, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Tax Planning

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROSENBERG, SMITH, COONEY & MIGLIORE PC, NOT INVESTMENT RELATED, 3331 STREET RD, BENSALEM, PA 19020, CERTIFIED PUBLIC ACCOUNTANTS, PARTNER, STARTED 1/2000, RETIRED AS PARTNER 1/2016. CONTINUING TO PERFORM LIMITED SERVICES. DEVOTE 40 HOURS A MONTH AS AN ACCOUNTANT INCLUDING 2.0 HOURS DURING DAILY SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Cooney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

February 19, 1991 - Present

COONEY FINANCIAL ADVISORS INC

Office #1: 1 Eves Drive Suite 111, Marlton, NJ 08053

RIA

CRD#: 123075

MARLTON, NJ

Past

March 2, 1988 - April 8, 1989

INVESTACORP, INC.

CRD#: 7684

Past

December 2, 1987 - March 10, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 24, 1985 - December 4, 1987

MUTUAL SERVICE CORPORATION

CRD#: 4806

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/1/2002)

IAR

New York
(8/10/2021)

IAR

Pennsylvania
(2/19/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Current Firm

COONEY FINANCIAL ADVISORS INC

COONEY & ASSOCIATES INC | COONEY FINANCIAL ADVISORS INC

CRD#: 123075 / SEC#:

New Jersey

Registered Investment Advisory firm - (4/9/1987 Approved)

New York

Registered Investment Advisory firm - (10/25/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/23/1990 Approved)

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Contact information

Main Address

1 Eves Drive Suite 111, Marlton, NJ 08053-3129

Mailing Address

Phone number

(856) 988-0688

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 43,713,692

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas M. Cooney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Cooney's CRS (Customer Relationship Summary).

Certified licenses

Experience

COONEY FINANCIAL ADVISORS INC

INVESTACORP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/1990

Series 63

Date: 10/4/1985

Series 7

Date: 9/21/1985

Current Firm

COONEY FINANCIAL ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COONEY FINANCIAL ADVISORS INC

TRUST BUT VERIFY

Contact information

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