James G. Stahl
Professional summary
James Garis Stahl, who also goes by Jim Stahl, is a registered financial advisor currently at STAHLVEST located in Lavale, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Cumberland, Maryland.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. James has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Garis Stahl's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2022 - Present
STAHLVEST
July 3, 2003 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 100 Mechanic Street, Cumberland, MD 21502July 1, 1999 - October 14, 2002
FERRIS, BAKER WATTS, LLC
May 6, 1999 - October 14, 2002
FERRIS, BAKER WATTS, LLC
January 31, 1989 - May 28, 1999
CBIZ FINANCIAL SOLUTIONS, INC.
September 24, 1985 - February 7, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2023)
(1/13/2021)
(3/14/2024)
(7/3/2003)
(4/14/2022)
(7/1/2015)
(10/13/2021)
(7/3/2003)
(11/28/2012)
(4/25/2006)
(7/7/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STAHLVEST
CRD#: 125554 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
