Michael W. Longthorne

IRC SECURITIES LLC

New York, NY 10170

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CRD#: 1402542

Professional summary

Michael William Longthorne is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 12 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

IRC SECURITIES LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170

CRD#: 150022

New York, NY

Past

January 9, 2020 - October 11, 2022

PRIME NUMBER CAPITAL, LLC

CRD#: 297029

New York, NY

Past

December 18, 2017 - December 17, 2019

DECKER & CO, LLC

CRD#: 166446

MENLO PARK, CA

Past

November 17, 2000 - April 26, 2017

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

July 25, 1997 - November 6, 2000

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

February 27, 1991 - April 28, 1997

ING BARING (U.S.) SECURITIES, INC.

CRD#: 5285

NEW YORK, NY

Past

May 26, 1989 - March 1, 1991

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

April 21, 1987 - June 12, 1989

ROBERT FLEMING INC.

CRD#: 1711

Past

September 24, 1985 - February 17, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/28/2022)

Exams

State Security Law Exam

Series 63

Date: 8/20/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/21/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 11/29/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 12

Date: 10/31/1994

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IRC SECURITIES LLC

INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: , 8-68208

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

420 Lexington Avenue Suite 300, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 300, New York, NY 10170

Phone number

(646) 355-0940

Established

Delaware since 06/30/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INVESTMENT RESEARCH CONSORTIUM	100% OWNER
COOPER, NANCY JOAN	FINANCIAL OPERATIONS PRINCIPAL	4029120
O'DAY, BRIAN THOMAS	CEO/PRESIDENT/CCO	1331173

Disclosures

Regulatory Event

Red Flags

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Michael W. Longthorne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Longthorne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME NUMBER CAPITAL, LLC

DECKER & CO, LLC

MIZUHO SECURITIES USA LLC

DAIWA CAPITAL MARKETS AMERICA INC.

ING BARING (U.S.) SECURITIES, INC.

SALOMON BROTHERS INC.

ROBERT FLEMING INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/1990

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 8/21/2006

Series 55

Date: 11/29/1999

Series 7

Date: 9/21/1985

Series 12

Date: 10/31/1994

Series 24

Date: 8/17/1992

FINRA

Current Firm

IRC SECURITIES LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IRC SECURITIES LLC

TRUST BUT VERIFY

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