Frank A. Doyle
Professional summary
Frank Aloysious Doyle, ChFC®, CLU®, who also goes by Frank A Doyle, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bensalem, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Bensalem, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Frank has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Aloysious Doyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
November 15, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
November 17, 2000 - January 1, 2004
LOCUST STREET SECURITIES, INC.
October 1, 1997 - November 15, 2000
OSAIC FS, INC.
February 21, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
January 4, 1990 - March 11, 1994
USLIFE EQUITY SALES CORP.
August 20, 1985 - December 5, 1989
ILG SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
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(1/2/2025)
(6/9/2021)
(6/10/2021)
(6/9/2021)
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(10/20/2021)
(10/20/2021)
(6/9/2021)
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(4/14/2023)
(6/9/2021)
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(6/9/2021)
(6/9/2021)
(6/29/2023)
(6/9/2021)
(6/12/2025)
(1/2/2025)
(1/2/2025)
(6/9/2021)
(10/14/2021)
(6/9/2021)
(6/9/2021)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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