Joseph L. Michael
Professional summary
Joseph Lawrence Michael, who also goes by Joe Michael, Joseph L Michael, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Los Angeles, California.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Lawrence Michael's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 2049 Century Park E, Suite 1940, Los Angeles, CA 90067March 30, 2001 - July 8, 2019
M HOLDINGS SECURITIES, INC.
July 15, 1992 - November 16, 2000
MONY SECURITIES CORPORATION
November 4, 1985 - January 10, 1991
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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