Sheila D. Cranford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Darlene Cranford, who also goes by Sheila Ellis Cranford, Sheila Ellis Harrell, was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1985. Sheila had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2018 - August 5, 2022
TRUIST ADVISORY SERVICES, INC.
October 5, 2018 - August 5, 2022
TRUIST INVESTMENT SERVICES, INC.
October 23, 2009 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 6, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 31, 2001 - April 28, 2005
UBS FINANCIAL SERVICES INC.
February 9, 1996 - April 28, 2005
UBS FINANCIAL SERVICES INC.
May 5, 1994 - February 6, 1996
NATIONSSECURITIES
April 27, 1989 - October 6, 1992
A. G. EDWARDS & SONS, INC.
July 29, 1988 - April 4, 1989
SCOTT & STRINGFELLOW, INC.
August 20, 1985 - August 16, 1988
INDEPENDENCE SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
