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GE

Gene R. Edwards

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CRD#: 1401699
GE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gene Richard Edwards, who also goes by William Hrynkiw, was a registered financial professional .

Gene is a previously registered financial professional and started their career in finance in 1985. Gene had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Hrynkiw

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 20, 2013 - June 30, 2014

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
MISSION VIEJO, CA
Past

June 1, 2009 - June 30, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

September 14, 2006 - July 13, 2007

KCD FINANCIAL, INC.

BD
CRD#: 127473
MISSION VIEJO, CA
Past

November 21, 2003 - November 9, 2004

G.W. SHERWOLD ASSOCIATES, INC

BD
CRD#: 42186
LAKE FOREST, CA
Past

April 7, 1999 - December 31, 2001

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

June 23, 1995 - August 8, 1997

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

BD
CRD#: 5178
FORT WAYNE, IN
Past

April 19, 1993 - June 25, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

January 15, 1991 - April 16, 1991

GERWIN GROUP, INC.

BD
CRD#: 23199
THOUSAND OAKS, CA
Past

September 13, 1988 - December 31, 1988

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
Past

July 15, 1986 - September 23, 1986

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

October 14, 1985 - May 29, 1986

CHRISTOPHER WEIL & COMPANY, INC

BD
CRD#: 6566
Past

October 14, 1985 - October 13, 1986

CORNWALL SECURITIES, INC.

BD
CRD#: 8334

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/18/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


QC
QUEST CAPITAL STRATEGIES, INC.
QUEST CAPITAL | QUEST CAPITAL STRATEGIES, INC. | QUEST CAPITAL INVESTMENTS, INC.

CRD#: 16783 / SEC#: 801-77927, 8-34532

BD
Terminated by SEC on 02/22/2020
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Contact information


Main Address
Laguna Hills, CA
Mailing Address
Phone number
Established
California since 03/18/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Direct owners and executive officers


NamePositionCRD#
TSAI, CAROLYNECEO, CCO, OFFICE MANAGER2272768
TSAI, CAROLYNECFO, FIN OP2272768

Disclosures


Regulatory Event5
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

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