Henry R. Conkle

KESTRA ADVISORY SERVICES

Austin, TX 78735

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CRD#: 1401115

Professional summary

Henry Raymond Conkle is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Henry has worked at 21 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: The Carol O Koop Insurance Trust Inv rel: Y Add: 7705 Stoneywood Dr. Austin, TX. 78731 Nature: Trustee Position: Trustee Start date: 8/02/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 TEXAS ASSOCIATION OF SPORTS OFFICIALS POSITION: N/A NATURE: UIL sports official. I will be refereeing youth Sports. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2019 ADDRESS: 5304 Branding Chase St, Austin TX 78727, United States DESCRIPTION: referee youthsporting events HENRY R CONKLE POSITION: none NATURE: Insurance commissionTrails INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2018 ADDRESS: 5304 Branding Chase St, Austin TX 78727, United States DESCRIPTION: none

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Raymond Conkle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

RIA

CRD#: 283330

Austin, TX

Current

August 27, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735

CRD#: 42046

Austin, TX

Past

September 11, 2018 - August 27, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Austin, TX

Past

September 11, 2018 - August 27, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

AUSTIN, TX

Past

March 25, 2017 - September 7, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

AUSTIN, TX

Past

March 25, 2017 - September 7, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

AUSTIN, TX

Past

July 22, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

AUSTIN, TX

Past

July 21, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

AUSTIN, TX

Past

May 7, 2014 - July 8, 2015

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

AUSTIN, TX

Past

April 29, 2014 - July 8, 2015

BBVA SECURITIES INC.

CRD#: 27060

AUSTIN, TX

Past

July 6, 2012 - January 2, 2014

U.S. GLOBAL BROKERAGE, INC.

CRD#: 44721

SAN ANTONIO, TX

Past

June 15, 2009 - June 1, 2012

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

September 29, 2008 - February 18, 2009

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

May 21, 2008 - February 18, 2009

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

June 1, 2006 - May 12, 2008

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

October 4, 2002 - June 1, 2006

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

July 9, 2002 - October 4, 2002

AFD, INC.

CRD#: 34047

NORTHBROOK, IL

Past

May 3, 2001 - July 11, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 6, 2000 - July 31, 2000

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

March 2, 1999 - June 8, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 9, 1991 - January 23, 1997

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 3, 1989 - July 19, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 15, 1989 - September 9, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(8/27/2021)

IAR

Texas
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Henry R. Conkle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Raymond Conkle's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

U.S. GLOBAL BROKERAGE, INC.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

EVERLAKE DISTRIBUTORS, LLC

AFD, INC.

MORGAN STANLEY DW INC.

TOUCHSTONE SECURITIES, INC.

DEUTSCHE BANK SECURITIES INC.

NUVEEN SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2008

Series 63

Date: 6/7/1989

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1989

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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