Timothy A. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Alan Hogan, who also goes by None, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 3, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2017 - October 31, 2017
FRONTIER SOLUTIONS, LLC
September 30, 2009 - August 14, 2015
INSPEREX LLC
June 1, 2004 - October 18, 2007
KAIZAN CAPITAL CORP.
October 27, 2003 - December 19, 2003
BERGEN CAPITAL, INC.
October 8, 2002 - June 24, 2003
VOYAGEUR CAPITAL LLC
December 7, 2000 - November 12, 2001
ROBERTSON STEPHENS, INC.
June 28, 1999 - November 13, 2000
FIDELITY BROKERAGE SERVICES LLC
March 5, 1997 - November 13, 2000
NATIONAL FINANCIAL SERVICES LLC
October 26, 1994 - August 16, 1995
J.P. MORGAN SECURITIES INC.
January 19, 1988 - March 13, 1992
LEHMAN BROTHERS INC.
March 24, 1986 - August 19, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
