William L. Holford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Loren Holford, who also goes by Will Loren Holford Jr., Will Holford Jr, William Loren Holford Jr, William Loren Holford Jr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 8 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - December 31, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
May 16, 2012 - December 31, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
March 1, 2011 - April 2, 2012
SIGNATOR FINANCIAL SERVICES, INC.
January 20, 2010 - December 31, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 12, 2001 - June 21, 2004
ALLSTATE FINANCIAL SERVICES, LLC
June 13, 2000 - June 13, 2000
TALBOT FINANCIAL SERVICES, INC.
June 13, 2000 - July 11, 2001
SIGNATOR FINANCIAL SERVICES, INC.
March 15, 1995 - August 25, 1998
NPC SECURITIES, INC.
September 20, 1988 - August 23, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 20, 1988 - August 23, 1991
PRUCO SECURITIES, LLC.
September 6, 1985 - August 23, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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