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JO

John F. Odonoghue

HEIGHT CAPITAL MARKETS
Washington, DC 20005
Some features on this profile are disabled
CRD#: 1399795
JO

Professional summary

John Francis Odonoghue, who also goes by John Francis O'donoghue, is a registered financial professional currently at HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia.

John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Francis O'donoghue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Francis Odonoghue's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 2, 2023 - Present

HEIGHT CAPITAL MARKETS

Office #1: 1401 New York Avenue Nw Suite 700, Washington, DC 20005
BD
CRD#: 150659
Washington, DC
Past

November 7, 2013 - May 12, 2023

OTR GLOBAL TRADING LLC

BD
CRD#: 138116
PURCHASE, NY
Past

July 11, 2005 - March 1, 2012

COWEN AND COMPANY

BD
CRD#: 7616
BOSTON, MA
Past

April 4, 2000 - July 12, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 20, 1985 - April 20, 2000

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(11/2/2023)
RR
Maryland
(11/2/2023)
RR
New Jersey
(11/2/2023)
RR
New York
(11/2/2023)
RR
Virginia
(11/2/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/25/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/3/2005
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/17/2005
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/3/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

HC
HEIGHT CAPITAL MARKETS
HEIGHT CAPITAL MARKETS | HEIGHT SECURITIES, LLC

CRD#: 150659 / SEC#: , 8-68277

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1401 New York Avenue Nw Suite 700, Washington, DC 20005
Mailing Address
1401 New York Avenue, Nw Suite 700, Washington, DC 20005
Phone number
(202) 629-0015
Established
Delaware since 05/22/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HEIGHT CAPITAL, LLCSHAREHOLDER
AKRIDGE, JOHN EDWARD IVMANAGING PARTNER2943557
CASSAGNOL, SABRINACHIEF COMPLIANCE OFFICER1332969
SELF, JONATHAN ANDREWFINOP, CHIEF FINANCIAL OFFICER4497531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEIGHT CAPITAL MARKETS

CRD#: 150659Washington, DC 20005

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