Mark S. Ramos
Professional summary
Mark Steven Ramos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Mark had worked at 3 firms, which includes PETRA TRADING GROUP LLC, LEK SECURITIES CORPORATION, NT SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2005 - February 8, 2008
PETRA TRADING GROUP LLC
August 18, 2004 - July 8, 2005
LEK SECURITIES CORPORATION
April 22, 2003 - October 1, 2004
NT SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/17/2003
Limited Representative-Equity Trader ExamCurrent Firm
PETRA TRADING GROUP LLC
CRD#: 131347 / SEC#: , 8-66450
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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