Charles J. Ingersoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Jared Ingersoll II, who also goes by Charles Jared Ingersoll, Charlie Ingersoll, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2007 - December 31, 2014
HAVERFORD FINANCIAL SERVICES, INC.
March 13, 1998 - June 14, 2016
HAVERFORD TRUST SECURITIES, INC.
February 23, 1988 - December 19, 1995
HAVERFORD TRUST SECURITIES, INC.
Primary Firm SEC Registration
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 341,907,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
