Randolph B. Brown
Professional summary
Randolph Brill Brown is a registered financial professional currently at SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC located in Wellesley Hills, Massachusetts.
Randolph is registered as a RR (Registered Representative) and started their career in finance in 1986. Randolph has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randolph Brill Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2017 - Present
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
Office #1: 96 Worcester Street, Wellesley Hills, MA 02481May 31, 2011 - January 20, 2016
DWS DISTRIBUTORS, INC.
May 13, 2008 - May 31, 2011
DEAM INVESTOR SERVICES, INC.
June 18, 1999 - June 12, 2003
BLACKROCK INVESTMENTS, LLC
April 20, 1994 - December 16, 1998
MORGAN STANLEY MARKET PRODUCTS INC.
April 20, 1994 - December 16, 1998
MORGAN STANLEY & CO. LLC
October 22, 1986 - May 4, 1994
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062 / SEC#: , 8-69407
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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