John F. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Hughes, who also goes by Jack Hughes, John Francis Hughes, John F Hughes, John Hughes, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2022 - January 24, 2023
IAFF-FC INVESTMENTS LLC
June 3, 2020 - August 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2020 - August 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2020 - April 14, 2020
EDWARD JONES
March 9, 2020 - April 14, 2020
EDWARD JONES
August 22, 2019 - December 20, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 8, 2019 - July 25, 2019
HAMERSLEY PARTNERS LLC
May 7, 2018 - July 12, 2018
HUNTWICKE SECURITIES, LLC
October 7, 2016 - February 15, 2017
NYLIFE SECURITIES LLC
April 19, 2016 - May 18, 2016
AVATAR SECURITIES, LLC
August 23, 1996 - December 1, 2014
BEANPOT FINANCIAL SERVICES, INC.
August 27, 1985 - January 29, 1987
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
IAFF-FC INVESTMENTS LLC
CRD#: 318120 / SEC#: , 8-70884
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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