Craig F. Harm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Francis Harm was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2020 - February 8, 2022
RMR WEALTH BUILDERS, INC.
December 9, 2019 - November 16, 2020
CALTON & ASSOCIATES, INC.
August 29, 2019 - November 16, 2020
CALTON & ASSOCIATES, INC.
November 10, 1992 - October 11, 2017
FIDELITY DISTRIBUTORS COMPANY LLC
May 29, 1991 - November 10, 1992
FIDELITY BROKERAGE SERVICES LLC
March 8, 1990 - May 23, 1991
FIDELITY DISTRIBUTORS CORPORATION
January 7, 1987 - March 8, 1990
FIDELITY BROKERAGE SERVICES LLC
February 19, 1986 - December 12, 1986
FIDELITY DISTRIBUTORS CORPORATION
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/1/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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