Thomas J. Mizo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Mizo was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2004 - March 6, 2020
HFF SECURITIES L.P.
May 19, 2003 - September 16, 2004
CS SECURITIES, INC.
July 26, 1993 - March 18, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 7, 1989 - October 22, 1991
PSI SECURITIES CORPORATION
November 18, 1986 - June 20, 1989
PCA CAPITAL CORPORATION
August 13, 1985 - November 28, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HFF SECURITIES L.P.
CRD#: 131585 / SEC#: , 8-66485
Contact information
Documents
Red Flags
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