Barry G. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Glenn Knight, who also goes by Barry G Knight, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1985. Barry had worked at 10 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2023 - August 1, 2025
SCF INVESTMENT ADVISORS, INC.
May 18, 2023 - August 1, 2025
SCF SECURITIES, INC.
March 24, 2016 - May 9, 2016
ORBIT GROUP LLC
August 4, 2015 - August 31, 2015
ORBIT GROUP LLC
February 16, 2007 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
January 16, 2007 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
April 20, 2006 - June 28, 2006
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 8, 2003 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
January 27, 1995 - June 13, 2006
AMUNDI DISTRIBUTOR US, INC.
June 25, 1993 - July 8, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
February 20, 1990 - June 22, 1993
BARNETT INVESTMENTS, INC.
August 21, 1985 - February 9, 1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
