WM
William R. Mansfield
LLOYDS SECURITIES
New York, NY 10036
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CRD#: 1398078
WM
Professional summary
William Renick Mansfield JR, who also goes by Bill Renick Mansfield, is a registered financial professional currently at LLOYDS SECURITIES located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 24 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Renick Mansfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Renick Mansfield JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2024 - Present
LLOYDS SECURITIES
Office #1: 1095 Avenue Of The Americas, New York, NY 10036Office #2: 1095 Avenue Of The Americas, New York, NY 10036BD
CRD#: 154515
New York, NY
Past
June 10, 2016 - October 17, 2017
MUFG SECURITIES (CANADA), LTD.
BD
CRD#: 281904
New York, NY
Past
April 12, 2013 - July 3, 2023
MUFG SECURITIES AMERICAS INC.
BD
CRD#: 19685
NEW YORK, NY
Past
April 1, 2003 - April 16, 2013
RABO SECURITIES USA, INC.
BD
CRD#: 122657
NEW YORK, NY
Past
November 3, 2000 - March 11, 2003
BOSTON PARTNERS SECURITIES, L.L.C.
BD
CRD#: 2998
BOSTON, MA
Past
November 3, 1997 - November 24, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
July 9, 1997 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
BD
CRD#: 3801
NEW YORK, NY
Past
November 1, 1993 - August 30, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Past
September 25, 1985 - July 27, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2025)
RR
Alaska(4/9/2025)
RR
Arizona(5/10/2024)
RR
Arkansas(5/22/2025)
RR
California(5/10/2024)
RR
Colorado(4/25/2025)
RR
Connecticut(6/18/2025)
RR
Delaware(5/8/2025)
RR
District of Columbia(6/17/2025)
RR
Florida(5/10/2024)
RR
Georgia(4/14/2025)
RR
Hawaii(6/13/2025)
RR
Idaho(4/29/2025)
RR
Illinois(5/10/2024)
RR
Indiana(7/28/2025)
RR
Iowa(4/9/2025)
RR
Kansas(4/9/2025)
RR
Kentucky(4/17/2025)
RR
Louisiana(5/10/2024)
RR
Maine(4/10/2025)
RR
Maryland(4/21/2025)
RR
Massachusetts(7/30/2025)
RR
Michigan(4/15/2025)
RR
Minnesota(7/23/2025)
RR
Mississippi(4/30/2025)
RR
Missouri(6/27/2025)
RR
Montana(4/18/2025)
RR
Nebraska(4/14/2025)
RR
Nevada(4/9/2025)
RR
New Hampshire(5/29/2025)
RR
New Jersey(4/9/2025)
RR
New Mexico(6/25/2025)
RR
New York(5/10/2024)
RR
North Carolina(4/15/2025)
RR
North Dakota(7/29/2025)
RR
Ohio(5/11/2024)
RR
Oklahoma(4/9/2025)
RR
Oregon(5/10/2024)
RR
Pennsylvania(4/10/2025)
RR
Puerto Rico(7/18/2025)
RR
Rhode Island(4/9/2025)
RR
South Carolina(4/9/2025)
RR
South Dakota(4/10/2025)
RR
Tennessee(5/22/2025)
RR
Texas(5/10/2024)
RR
Utah(4/15/2025)
RR
Vermont(4/21/2025)
RR
Virgin Islands(4/29/2025)
RR
Virginia(5/10/2024)
RR
Washington(5/19/2025)
RR
West Virginia(5/1/2025)
RR
Wisconsin(4/9/2025)
RR
Wyoming(4/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 7/27/1995
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
Current Firm
LS
LLOYDS SECURITIES
LLOYDS SECURITIES | LLOYDS SECURITIES INC.
CRD#: 154515 / SEC#: , 8-68647
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1095 Avenue Of The Americas, New York, NY 10036
Mailing Address
1095 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 450-0800
Established
Delaware since 03/11/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LLOYDS AMERICA SECURITIES CORPORATION | SHAREHOLDER-COMMON STOCK | |
| CRAWFORD, SUSAN ADELAIDE | HEAD OF RISK | 7415877 |
| FALLAN, WESLEY ROBERT | PRESIDENT OF LLOYDS SECURITIES | 6313069 |
| HOUGHTON, ROSS ANDREW | CHIEF FINANCIAL OFFICER, NA | 6493863 |
| MANSFIELD, WILLIAM RENICK JR | CEO AND COUNTRY HEAD, LLOYDS BANK CORPORATE MARKETS, NORTH AMERICA | 1398078 |
| NADEL, MITCHELL NEIL | HEAD OF FINANCIAL MARKETS | 6157639 |
| ROWLANDS, MARK KEITH | PRINCIPAL FINANCIAL OFFICER & TREASURER | 6601550 |
| SMITH, KELVINA MONIQUE | CHIEF LEGAL OFFICER, LSI | 7419693 |
| STEINBERG, MICHAEL NMN | CHIEF COMPLIANCE OFFICER | 1062776 |
| TRYPHONIDES, NICHOLAS | PRINCIPAL OPERATIONS OFFICER (POO), SECRETARY | 6446246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
