Teresita T. Villoria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresita Tubo Villoria, who also goes by Teresita Tubo Valera, Tessie Valera, Teresita T VIlloria, Teresita Villoria, was a registered financial professional .
Teresita is a previously registered financial professional and started their career in finance in 1987. Teresita had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2018 - December 31, 2022
WORLD CAPITAL BROKERAGE, INC.
January 22, 2014 - October 23, 2018
FORESTERS EQUITY SERVICES, INC.
January 7, 2010 - December 31, 2013
WORTH FINANCIAL GROUP INC.
April 12, 2002 - December 8, 2009
WORLD GROUP SECURITIES, INC.
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
February 9, 1994 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 29, 1993 - December 31, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 3, 1987 - October 8, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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