James A. Freeman
Professional summary
James Alan Freeman, CFP®, who also goes by Jim Alan Freeman, is a registered financial advisor currently at FINANCIAL ALTERNATIVES, INC. located in La Jolla, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 2 firms and has passed the Series 63, Series 2 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Alan Freeman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
January 11, 2005 - Present
FINANCIAL ALTERNATIVES, INC.
Office #1: 7825 Fay Avenue Suite 210, La Jolla, CA 92037June 30, 1986 - November 27, 1989
PFS INVESTMENTS INC.
Primary Firm SEC Registration
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2005)
(3/30/2018)
Exams
Series 2
Date: 7/2/1991
Non-Member General Securities ExaminationCurrent Firm
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,259 |
| AUM (Assets Under Management) | $ 559,414,249 |
Red Flags
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