Thomas J. Bachman

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CRD#: 1397545

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas John Bachman was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.SALES & SERVICE OF FIXED INSURANCE PRODUCTS; TIME SPENT-20%. 2. 01/1994 TO PRESENT - RENEWAL, INC. 312 BLVD. OF THE ALLIES, 4TH FLOOR, PITTSBURG, PA 15222; TITLE-MEMBER-BOARD OF DIRECTORS; DUTIES-COMMITTEE CHAIR FOR COMMUNITY OF CORRECTIONS/DRUG & ALCOHOL TREATMENT; TIME SPENT-5%; NO COMPENSATION\ 3.11/09 - PRESENT - LATITUDE ADVISORS, LLC - INVESTMENT ADVISOR REP - TIME SPENT 15%; COMPENSATION FEES RENEWAL, INC. POSITION: Board Member NATURE: Community corrections & rehabilitation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/15/1994 ADDRESS: 326 Third Avenue, Pittsburgh PA 15222, United States DESCRIPTION: Provide advice and counsel to staff. LATITUDE ADVISORY POSITION: IAR NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 01/01/2010 ADDRESS: 559 Jackson Blvd, Freedom PA 15042, United States DESCRIPTION: Self-managed accounts for personal clients and help with the advisory activities for my Branch.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 5, 2009 - December 31, 2023

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

Freedom, PA

Past

November 3, 2009 - December 31, 2023

GWN SECURITIES INC.

CRD#: 128929

FREEDOM, PA

Past

August 21, 2003 - November 10, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

WEXFORD, PA

Past

June 21, 2002 - November 10, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

WEXFORD, PA

Past

January 1, 2002 - July 3, 2002

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

May 16, 2000 - January 1, 2002

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

January 7, 1999 - May 16, 2000

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

September 2, 1997 - December 31, 1998

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

November 8, 1993 - September 2, 1997

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 26, 1987 - November 1, 1993

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

January 2, 1987 - April 2, 1987

ASTRA FUND DISTRIBUTORS CORP.

CRD#: 6930

Past

September 25, 1985 - November 3, 1986

LEGG MASON MASTEN INC.

CRD#: 2

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/1998

General Securities Principal Examination

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Bachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

LOCUST STREET SECURITIES, INC.

BMA FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

CINCINNATI ANALYSTS, INC.

MUTUAL SERVICE CORPORATION

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

ASTRA FUND DISTRIBUTORS CORP.

LEGG MASON MASTEN INC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2002

Series 63

Date: 10/2/1985

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 51

Date: 3/28/2003

Series 24

Date: 6/11/1998

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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