Robert D. Renn
Professional summary
Robert Dean Renn, who also goes by Bob Renn, is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in Los Angeles, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Dean Renn's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2013 - Present
CASTLEOAK SECURITIES, LP
Office #1: 1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067April 1, 2009 - March 7, 2013
JEFFERIES LLC
October 1, 1998 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
October 1, 1993 - October 1, 1998
BANCAMERICA SECURITIES, INC.
June 11, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
July 17, 1991 - May 11, 1992
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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