Mark L. Von Kreuter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Loys Von Kreuter, who also goes by Mark Loys Vonkreuter, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 10 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2019 - September 18, 2020
GENERAL WELLINGTON CAPITAL LLC
November 2, 2010 - November 1, 2019
SILVER LEAF PARTNERS, LLC
March 18, 2004 - April 9, 2009
IQ VENTURES, INC.
July 18, 2003 - November 28, 2003
APB FINANCIAL GROUP, LLC
May 18, 2000 - July 23, 2001
W.R. HAMBRECHT + CO., LLC
July 16, 1999 - June 14, 2000
EATON PARTNERS, LLC
September 17, 1997 - September 30, 1998
TD SECURITIES (USA) LLC
April 10, 1995 - September 26, 1997
FINANCIAL SQUARE PARTNERS
August 25, 1986 - March 31, 1995
CITIGROUP GLOBAL MARKETS INC.
February 19, 1986 - August 26, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERAL WELLINGTON CAPITAL LLC
CRD#: 282139 / SEC#: , 8-69705
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
