Kenneth J. Patsey

WISDOM INVESTMENT STRATEGIES

Chagrin Falls, OH

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CRD#: 1396728

Professional summary

Kenneth James Patsey is a registered financial advisor currently at WISDOM INVESTMENT STRATEGIES, LLC located in Chagrin Falls, Ohio.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kenneth has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kenneth Patsey is an Executive Director of Manufacturing Works, an unaffilaited 501(c)(3) organization. Manufacturing Works supports small and medium size manufacturing companies in Northeast Ohio with their needs in workforce development, adopting new technologies and succession planning. Mr. Patsey may allocate up to 50% of his professional time to this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth James Patsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2016 - Present

WISDOM INVESTMENT STRATEGIES, LLC

RIA

CRD#: 284236

Chagrin Falls, OH

Past

May 13, 2015 - January 19, 2016

GHS TRADING LLC

CRD#: 158195

NEW YORK, NY

Past

September 29, 2014 - January 19, 2016

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

CHICAGO, IL

Past

September 16, 2014 - September 29, 2014

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

CHICAGO, IL

Past

January 28, 2010 - September 17, 2014

FIRST ANALYSIS SECURITIES CORPORATION

CRD#: 10446

CHICAGO, IL

Past

September 9, 2005 - June 1, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CHAGRIN FALLS, OH

Past

April 14, 2004 - February 18, 2010

MAIN STREET INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 130558

CHAGRIN FALLS, OH

Past

March 7, 1995 - February 6, 2004

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

November 25, 1991 - March 23, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 30, 1989 - December 2, 1991

FIRST ANALYSIS SECURITIES CORPORATION

CRD#: 10446

CHICAGO, IL

Past

August 21, 1985 - August 26, 1989

ROULSTON RESEARCH CORP.

CRD#: 3235

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/26/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 5/22/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WISDOM INVESTMENT STRATEGIES, LLC

CRD#: 284236 / SEC#:

Ohio

Registered Investment Advisory firm - (6/10/2016 Approved)

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Contact information

Main Address

Chagrin Falls, OH

Mailing Address

Phone number

(440) 435-9010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 12,708,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth J. Patsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth James Patsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GHS TRADING LLC

SEAPORT GLOBAL SECURITIES LLC

GLOBAL HUNTER SECURITIES, LLC

FIRST ANALYSIS SECURITIES CORPORATION

PURSHE KAPLAN STERLING INVESTMENTS

MAIN STREET INVESTMENT MANAGEMENT, LLC

KEYBANC CAPITAL MARKETS INC.

CREDIT SUISSE SECURITIES (USA) LLC

FIRST ANALYSIS SECURITIES CORPORATION

ROULSTON RESEARCH CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/2010

SIE

Date: 1/19/2016

Series 7

Date: 1/27/2010

Series 24

Date: 9/2/2014

Series 8

Date: 5/22/1995

Current Firm

WISDOM INVESTMENT STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WISDOM INVESTMENT STRATEGIES, LLC

TRUST BUT VERIFY

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