Leon Schenker

THAMES ASSET MANAGEMENT,

HACKENSACK, NJ 07601

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CRD#: 1396507

Professional summary

Leon Schenker is a registered financial advisor currently at THAMES ASSET MANAGEMENT, INC located in Hackensack, New Jersey.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Leon has worked at 3 firms and has passed the Series 65, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SRG ADVISORS LLC SINCE 1984 CERTIFIED PUBLIC ACCOUNTANT MEMBER - 35 HOURS WEEKLY THAMES ASSET MANAGEMENT INC. SINCE 1992 REGISTERED INVESTMENT ADVISOR PRESIDENT - 10 HOURS APPROX BOTH ARE LOCATED AT: ONE UNIVERSITY PLAZA SUITE 311 HACKENSACK, NJ 07601

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Schenker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2003 - Present

THAMES ASSET MANAGEMENT, INC

Office #1: 411 Hackensack Ave., Hackensack, NJ 07601

RIA

CRD#: 106559

HACKENSACK, NJ

Past

August 27, 2007 - July 8, 2008

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

WOODSTOCK, GA

Past

August 29, 1985 - December 21, 2015

CLG INVESTMENT COMPANY, INC.

CRD#: 10141

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/26/2007)

IAR

New Jersey
(7/10/2003)

IAR

New York
(2/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 8/21/1985

Financial and Operations Principal Examination

Current Firm

THAMES ASSET MANAGEMENT, INC

CRD#: 106559 / SEC#:

Florida

Registered Investment Advisory firm - (6/26/2007 Approved)

New Jersey

Registered Investment Advisory firm - (3/8/1993 Approved)

New York

Registered Investment Advisory firm - (8/5/1998 Approved)

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Contact information

Main Address

One University Plaza Suite 311, Hackensack, NJ 07601

Mailing Address

Phone number

(201) 525-1222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 32,305,023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leon Schenker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Schenker's CRS (Customer Relationship Summary).

Certified licenses

Experience

THAMES ASSET MANAGEMENT, INC

TAYLOR CAPITAL MANAGEMENT INC.

CLG INVESTMENT COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2003

Series 7

Date: 7/27/1992

Series 27

Date: 8/21/1985

Current Firm

THAMES ASSET MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THAMES ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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