Keith B. Mcwilliams

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CRD#: 1395852

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Bradford Mcwilliams, AIF®, CFP®, who also goes by Keith Mcwilliams, was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1985. Keith had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith Mcwilliams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Past

February 11, 2013 - December 31, 2020

EVERCORE WEALTH MANAGEMENT, LLC

RIA

CRD#: 148399

SAN FRANCISCO, CA

Past

December 9, 2004 - February 13, 2013

MT. EDEN INVESTMENT ADVISORS, LLC

RIA

CRD#: 133315

HILLSBOROUGH, CA

Past

October 31, 2002 - January 6, 2005

BOSTON PARTNERS SECURITIES, L.L.C.

RIA

CRD#: 2998

SAN FRANCISCO, CA

Past

April 18, 2000 - January 6, 2005

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998

BOSTON, MA

Past

July 29, 1997 - March 22, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

August 20, 1985 - September 2, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERCORE WEALTH MANAGEMENT, LLC

CRD#: 148399 / SEC#: 801-69645

RIA

Registered Investment Advisory firm - (10/1/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/1997

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 3/16/1995

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2001

General Securities Principal Examination

Current Firm

EVERCORE WEALTH MANAGEMENT, LLC

CRD#: 148399 / SEC#: 801-69645

RIA

Registered Investment Advisory firm - (10/1/2008 Approved)

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Contact information

Main Address

55 East 52nd Street 23rd Floor, New York, NY 10055

Mailing Address

Phone number

(212) 822-7620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERCORE WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4,405
AUM (Assets Under Management)	$ 13,898,597,233

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
01/26/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith B. Mcwilliams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MT. EDEN INVESTMENT ADVISORS, LLC

BOSTON PARTNERS SECURITIES, L.L.C.

BOSTON PARTNERS SECURITIES, L.L.C.

DEAM INVESTOR SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EVERCORE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/1997

Series 63

Date: 7/16/1997

Series 7

Date: 7/28/1997

Series 2

Date: 3/16/1995

Series 24

Date: 10/9/2001

Current Firm

EVERCORE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERCORE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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