Carroll W. Wilkerson

WILKERSON ADVISORY GROUP LLC

COLUMBIA, MO 65203

Some features on this profile are disabled

CRD#: 1395035

Professional summary

Carroll Wayne Wilkerson, CFP®, who also goes by Carroll Wilkerson, is a registered financial advisor currently at WILKERSON ADVISORY GROUP LLC located in Columbia, Missouri.

Carroll is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Carroll has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Employee and Employer Plan Ben...

Long-term Care

Investment Planning

Comprehensive Financial Planni...

Education Planning

Are you a "fiduciary"?

Yes

Aliases

Carroll Wilkerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/2008 - The W Group, LLC; Partner/Insurance Agent; Investment related; Fixed Insurance/ Non-Variable Insurance sales; Approximately 10 hours spent per month; Approximately 10 hours per month spent during securities trading hours; Columbia, MO. 2. 01/1998 - CMO LLC; Not investment related; Managing Member; Real Estate Rental; Columbia, MO; Approximately 20 hours spent per month; 0 hours spent per month during securities trading hours. 3. 03/2021 - Deer Hollow LLC; Not investment related; Owner; Personal farmland real estate investment; Columbia, MO; Approximately 4 hours spent per month; 0 hours spent per month during securities trading hours. 4. 09/2023 - WR Tax Planners LLC; Not Investment Related; Tax Consultant; Tax planning and consulting; Columbia, MO; 10 hours per month spent; 1/2 hour per month spent during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Wayne Wilkerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

February 16, 2025 - Present

WILKERSON ADVISORY GROUP LLC

Office #1: 200 Southampton Dr Suite 101, Columbia, MO 65203

RIA

CRD#: 334668

COLUMBIA, MO

Past

May 7, 2020 - March 27, 2025

WR WEALTH PLANNERS LLC

RIA

CRD#: 306951

COLUMBIA, MO

Past

January 5, 2017 - July 1, 2020

V WEALTH ADVISORS LLC

RIA

CRD#: 153278

Columbia, MO

Past

January 3, 2017 - March 17, 2020

LPL FINANCIAL LLC

CRD#: 6413

COLUMBIA, MO

Past

May 20, 1997 - January 11, 2017

WADDELL & REED

RIA

CRD#: 866

COLUMBIA, MO

Past

August 1, 1985 - January 11, 2017

WADDELL & REED

CRD#: 866

COLUMBIA, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILKERSON ADVISORY GROUP LLC

CRD#: 334668 / SEC#: 801-131978

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/1994

General Securities Principal Examination

Current Firm

WILKERSON ADVISORY GROUP LLC

CRD#: 334668 / SEC#: 801-131978

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Southampton Dr Suite 101, Columbia, MO 65203

Mailing Address

200 E Southampton Drive Suite 101, Columbia, MO 65203

Phone number

(573) 400-6101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,621
AUM (Assets Under Management)	$ 306,770,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Mark Rylance

RS CRUM INC.

IAR

Newport Beach, CA

Burke Lodge

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Boise, ID

Eric Schaefer

EVERMAY WEALTH MANAGEMENT, LLC

IAR

ARLINGTON, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carroll W. Wilkerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Wayne Wilkerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WR WEALTH PLANNERS LLC

V WEALTH ADVISORS LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

WILKERSON ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/1985

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 6

Date: 7/25/1985

Series 24

Date: 9/8/1994

Current Firm

WILKERSON ADVISORY GROUP LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILKERSON ADVISORY GROUP LLC

TRUST BUT VERIFY

Contact information

Similar Advisors