Janet M. Tussing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Marie Tussing, who also goes by Janet Marie Maltby, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1985. Janet had worked at 5 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - January 22, 2021
SOUTH BAY FINANCIAL PARTNERS
January 13, 2012 - July 1, 2013
MACK INVESTMENT SECURITIES, INC.
May 24, 1998 - July 17, 2017
ALBANESE HEMSLEY & TUSSING LTD
October 21, 1986 - January 5, 2012
AHT FINANCIAL GROUP, LTD.
August 20, 1985 - October 30, 1986
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
Primary Firm SEC Registration
SOUTH BAY FINANCIAL PARTNERS
CRD#: 175015 / SEC#: 801-110198
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTH BAY FINANCIAL PARTNERS
CRD#: 175015 / SEC#: 801-110198
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 126 |
| AUM (Assets Under Management) | $ 109,420,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
