Robert F. Stearns
Professional summary
Robert Frederick Stearns is a registered financial professional currently at LONGSHIP ALTERNATIVE ASSET MANAGEMENT located in Locust Valley, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 3 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Frederick Stearns's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2003 - Present
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
Office #1: 43 Oyster Bay Road, Locust Valley, NY 11560May 19, 2008 - March 20, 2009
HEDGE HARBOR INC.
January 1, 2002 - September 12, 2003
KENMAR SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2010)
(1/3/2012)
(10/26/2010)
(10/7/2003)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD#: 126798 / SEC#: , 8-65914
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEARNS, ROBERT FREDERICK | PRINCIPAL & OWNER, CHIEF COMPLIANCE OFFICER | |
| BARIS, CONSTANTINE WILLIAM | CFO & FINANCIAL OPTIONS PRINCIPAL | 4533144 |
Red Flags
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