Nelson C. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nelson Croxall Cannon, who also goes by Nelson C Cannon, Nelson Cannon, was a registered financial professional .
Nelson is a previously registered financial professional and started their career in finance in 1986. Nelson had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 16, Series 7, Series 3, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - April 21, 2017
CANNON CAPITAL MANAGEMENT, INC.
October 9, 2007 - March 29, 2010
METRIC INVESTMENT MANAGEMENT, INC.
July 15, 2002 - December 17, 2004
HARRISDIRECT LLC
May 1, 2002 - December 17, 2004
HARRISDIRECT LLC
December 22, 2000 - May 1, 2002
HARRIS INVESTORLINE INC.
February 27, 1991 - January 24, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 19, 1990 - February 14, 1991
BNY CLEARING SERVICES LLC
September 30, 1988 - August 14, 1990
BNY CLEARING SERVICES LLC
December 26, 1986 - October 11, 1988
BLUNT ELLIS & LOEWI INCORPORATED
Primary Firm SEC Registration
CANNON CAPITAL MANAGEMENT, INC.
CRD#: 144247 / SEC#: 801-108249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/3/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 3/31/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CANNON CAPITAL MANAGEMENT, INC.
CRD#: 144247 / SEC#: 801-108249
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 328,888,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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