Walter W. Davis
Professional summary
Walter Wilson Davis Jr, who also goes by Bill Davis, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Walter is registered as a RR (Registered Representative) and started their career in finance in 1985. Walter has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Wilson Davis Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 1998 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 15, 1994 - December 31, 1997
ADVANTAGE CAPITAL CORPORATION
June 27, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
July 25, 1985 - August 3, 1993
C.A.L. INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2024)
(4/27/1998)
(10/3/2003)
(4/28/1998)
(4/24/1998)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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