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Don Allen Burk

CRD# 1392044·Registered 1985 - 1992
Previously Registered: Being a previously registered professional could mean that Don is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Don Allen Burk was a registered financial advisor. Don was a previously registered financial professional and started their career in finance 1985 - 1992. Don had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
September 9, 1991 - March 2, 1992
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
April 1, 1991 - July 29, 1991
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
December 11, 1990 - December 20, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
July 24, 1985 - December 3, 1990

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Current Firm

BC
BARRON CHASE SECURITIES, INC.

BARRON CHASE SECURITIES, INC.

CRD#: 18969 / SEC#: 8-37107
BD
Terminated by SEC on 01/20/2001

Contact Information

Established

Colorado since 11/07/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CONTINENTAL FINANCIALOWNER—
AIELLO, PHILIP JOHN JRV.P.2214889
ANDOLPHO, PETER DONALD JRV.P.2034938
BLUNDELL, ROGER JAMESV.P.2228388
COLLURA, ANTHONY BURKEV.P.1212502
CRISTIANO, GENNARO JERRYV.P.—
FEINMEL, HOWARDCHEIF COMPLIANCE OFFICER CCO1330613
GALLEGOS, CRAIG STEVENV.P.2026646
GRIMM, KENTON EDWARDV.P.1474702
HAFEZI, KIOUMARSV.P1725946
HERMAN, BRIAN MARCUSV.P.1927274
KIRK, ROBERT THOMASCEO1204425
KLEIN, JAY ALANCFO / FINOP3233468
LIMA, MARIE SANTAV.P.2727745
LOCKHART, ROGER DEANV.P.1581173
MACKLE, DANIEL JOSEPH SRV.P.2239531
MEDRANO, PAUL DEANV.P.1550449
NOLE, JOHN ANTHONYV.P.1609191
OHALLORAN, DANIEL PATRICKV.P.1391521
OREILLY, RICHARD DONLONV.P.845839
ORLANDO, JOHN ANTHONYV.P2002197
PARSI, JOEY AMIRV.P.1933342
PETRUSHA, MICHAEL EDWARDV.P.1690224

Disclosures

Regulatory Event

13

Civil Event

2

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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