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Peter M. Desantis

CETERA INVESTMENT ADVISERS LLC
GREEN BAY, WI 54302
Some features on this profile are disabled
CRD#: 1391843
PD

Professional summary

Peter Michael Desantis, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Green Bay, Wisconsin and CETERA FINANCIAL SPECIALISTS LLC located in Green Bay, Wisconsin.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Peter has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?
Tax Planning
Investment Planning
Estate Planning
Employee and Employer Plan Ben...
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Michael Desantis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1989

Experience

Current

January 21, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1792 E Mason St, Green Bay, WI 54302Office #2: 2501 N Piedras St, El Paso, TX 79930
RIA
CRD#: 105644
GREEN BAY, WI
Current

January 16, 2026 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 1792 E Mason St, Green Bay, WI 54302
BD
CRD#: 10358
GREEN BAY, WI
Past

March 27, 2020 - December 3, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
EL PASO, TX
Past

March 27, 2020 - December 3, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
EL PASO, TX
Past

November 1, 2017 - March 27, 2020

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL PASO, TX
Past

November 1, 2017 - March 27, 2020

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL PASO, TX
Past

October 20, 2017 - November 1, 2017

GIRARD SECURITIES, INC.

RIA
CRD#: 18697
EL PASO, TX
Past

April 20, 2004 - December 31, 2013

GIRARD SECURITIES, INC.

RIA
CRD#: 18697
EL PASO, TX
Past

April 20, 2004 - November 1, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
EL PASO, TX
Past

April 22, 1988 - April 20, 2004

MAIN STREET MANAGEMENT COMPANY

BD
CRD#: 547
BOSTON, MA
Past

December 3, 1985 - May 13, 1988

WADDELL & REED

BD
CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/21/2026)
IAR
Texas
(1/21/2026)
RR
Wisconsin
(1/16/2026)
IAR
Wisconsin
(1/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/2/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/1990
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Green Bay, WI 54302

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