RG
Russell P. Green
CL WEALTH MANAGEMENT LLC
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 1391627
RG
Professional summary
Russell Paul Green is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Syosset, New York and CABOT LODGE SECURITIES LLC located in Syosset, New York.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Russell has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 4, Series 8, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RUTH WILKENS TRUST FBO MICHAEL WILKENS; INVESTMENT RELATED; SYOSSET, NY 11791; TRUST; TRUSTEE; 10-2007; 1 HOUR PER MONTH WILL BE DEVOTED TO THIS ACTIVITY; ZERO HOURS DURING TRADING HOURS; OVERSEE TRUST AND MAKE DISTRIBUTIONS. 2) RUTH WILKENS TRUST; SYOSSET, NY; INVESTMENT RELATED; TRUST; TRUSTEE, 2/2013; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING HOURS; I AM THE REQUIRED FAMILY TRUSTEE ALONG WITH JP MORGAN. JP MORGAN MAKES ALL THE INVESTMENT DECISIONS AND I AM ASKED TO SIGN OFF ON PROPOSALS BEFORE THEY ARE INSTITUTED. I HAVE NO ACTIVE ROLE IN THE MANAGEMENT OF THIS TRUST. 3) RUSSELL'S HOUSE OF COLLECTIBLES, NOT INVESTMENT RELATED, SYOSSET, NY, EBAY STORE SELLING HOUSEHOLD GOODS, OWNER/OPERATOR, STARTED 1/2019, 5 HOURS DEVOTED PER MONTH, 0 HRS DURING TRADING, I BUY AND SELL HOUSEHOLD AND OTHER MISCELLANEOUS ITEMS IN MY EBAY STORE. 4)THE JUDITH LEV. 2001 FAMILY TRUST; INVESTMENT RELATED; FLORAL PARK, NY, 11005; PURCHASE INSURANCE TO FUND ESTATE TAX LIABILITIES; TRUSTEE, 3/2001; 0 HOURS DEVOTED TO ACTIVITY DURING THE MONTH; 0 HOURS ; I AM A TRUSTEE FOR THIS TRUST, BUT HAVE NO ACTIVE ROLE IN ITS OVERSIGHT. 5)RPG WEALTH MANAGEMENT, INC. (DBA), SUB-CHAPTER S CORP., INVESTMENT RELATED, SYOSSET, NY, PRESIDENT, 9/2018, 160 HOURS PER MONTH, 6.5 HOURS PER DAY DURING TRADING HOURS, CORPORATE ENTITY FOR EMPLOYMENT. 6) SYOSSET WOODBURY CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, SYOSSET, NY, CIVIC ORGANIZATION OF LOCAL BUSINESSES, PRESIDENT, 1/2021, 10 HOURS PER MONTH, 5 HOURS DURING TRADING HOURS, ORGANIZE EVENTS ON BEHALF OF THE CHANGE, HOST ZOOM MEETINGS, GRAND OPENINGS, ATTEND OTHER LOCAL CIVIC EVENTS AS THE CHIEF REPRESENTATIVE OF THE CHAMBER.. 7) NASSAU COUNTY COUNCIL OF CHAMBERS OF COMMERCE, 501(C)(6), NOT INVESTMENT RELATED, EAST MEADOW, NY, DIRECTOR, 7/2024, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS, WORKING WITH OTHER DIRECTORS TO HELP THE NCCC ASSIST PROMOTING THE 46 CHAMBERS OF COMMERCE IN NASSAU COUNTY. 8) Russell Green, Fixed Insurance, not investment related, Syosset, NY, Annuity Agent, 4 hours per month, 4 hours during trading hours, works with PKS and Wentworth to identify fixed annuities that meets the needs and objectives of my clients.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Paul Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2018 - Present
CL WEALTH MANAGEMENT LLC
Office #1: 30 Berry Hill Road, Syosset, NY 11791RIA
CRD#: 134922
Syosset, NY
Current
September 28, 2018 - Present
CABOT LODGE SECURITIES LLC
Office #1: 30 Berry Hill Road, Syosset, NY 11791BD
CRD#: 159712
Syosset, NY
Past
January 12, 2012 - October 2, 2018
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
GREAT NECK, NY
Past
March 2, 2005 - October 2, 2018
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
GREAT NECK, NY
Past
February 4, 2000 - March 1, 2005
HD BROUS & CO., INC.
BD
CRD#: 22062
GREAT NECK, NY
Past
August 26, 1999 - February 8, 2000
NORTHRIDGE CAPITAL CORPORATION
BD
CRD#: 16467
MELVILLE, NY
Past
April 24, 1996 - September 9, 1999
G.F.B. SECURITIES, INC.
BD
CRD#: 36381
EAST MEADOW, NY
Past
July 31, 1993 - February 26, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 5, 1985 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 23, 1985 - November 8, 1985
NORBAY SECURITIES INC.
BD
CRD#: 5431
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/13/2023)
RR
Colorado(2/26/2019)
RR
Connecticut(10/15/2018)
IAR
Connecticut(6/14/2021)
RR
Florida(10/1/2018)
IAR
Florida(5/18/2021)
RR
Michigan(10/4/2018)
RR
New Jersey(12/4/2018)
RR
New York(10/11/2018)
IAR
New York(3/22/2021)
RR
Pennsylvania(1/9/2019)
RR
Rhode Island(7/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173
Mailing Address
Phone number
(212) 388-6200
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,073 |
| AUM (Assets Under Management) | $ 628,729,517 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
