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Russell Paul Green

CL WEALTH MANAGEMENT
Syosset, NY
·CRD# 1391627·41 years experience

Professional Summary

Russell Paul Green is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Syosset, New York and CABOT LODGE SECURITIES LLC located in Syosset, New York. Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Russell has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CL WEALTH MANAGEMENT LLC·CRD# 134922
RIA
30 Berry Hill Road, Syosset, NY 11791
December 6, 2018 - Present
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
30 Berry Hill Road, Syosset, NY 11791
September 28, 2018 - Present
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Great Neck, NY
January 12, 2012 - October 2, 2018
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Great Neck, NY
March 2, 2005 - October 2, 2018
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
February 4, 2000 - March 1, 2005
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
August 26, 1999 - February 8, 2000
G.F.B. SECURITIES, INC.·CRD# 36381
BD
East Meadow, NY
April 24, 1996 - September 9, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - February 26, 1996
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 5, 1985 - July 31, 1993
NORBAY SECURITIES INC.·CRD# 5431
BD
July 23, 1985 - November 8, 1985

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Current Firm

CW
CL WEALTH MANAGEMENT LLC

ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PK FINANCIAL | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES | APPALACHIAN ASSET MANAGEMENT, INC

CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - SEC (10/4/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (12/31/2009 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/4/2011 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/13/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/6/2011 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (10/12/2011 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (10/4/2011 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (10/6/2011 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (10/19/2011 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (10/21/2011 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/31/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/31/2009 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/17/2011 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/6/2011 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (10/6/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173

Phone Number

(212) 388-6200

# of Employees

42

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLWM WRAP FEE BROCHURE - RBC CAPITAL MARKETS 3-18-26 (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,165

AUM (Assets Under Management)

$733,574,059

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RUTH WILKENS TRUST FBO MICHAEL WILKENS; INVESTMENT RELATED; SYOSSET, NY 11791; TRUST; TRUSTEE; 10-2007; 1 HOUR PER MONTH WILL BE DEVOTED TO THIS ACTIVITY; ZERO HOURS DURING TRADING HOURS; OVERSEE TRUST AND MAKE DISTRIBUTIONS. 2) RUTH WILKENS TRUST; SYOSSET, NY; INVESTMENT RELATED; TRUST; TRUSTEE, 2/2013; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING HOURS; I AM THE REQUIRED FAMILY TRUSTEE ALONG WITH JP MORGAN. JP MORGAN MAKES ALL THE INVESTMENT DECISIONS AND I AM ASKED TO SIGN OFF ON PROPOSALS BEFORE THEY ARE INSTITUTED. I HAVE NO ACTIVE ROLE IN THE MANAGEMENT OF THIS TRUST. 3) RUSSELL'S HOUSE OF COLLECTIBLES, NOT INVESTMENT RELATED, SYOSSET, NY, EBAY STORE SELLING HOUSEHOLD GOODS, OWNER/OPERATOR, STARTED 1/2019, 5 HOURS DEVOTED PER MONTH, 0 HRS DURING TRADING, I BUY AND SELL HOUSEHOLD AND OTHER MISCELLANEOUS ITEMS IN MY EBAY STORE. 4)THE JUDITH LEV. 2001 FAMILY TRUST; INVESTMENT RELATED; FLORAL PARK, NY, 11005; PURCHASE INSURANCE TO FUND ESTATE TAX LIABILITIES; TRUSTEE, 3/2001; 0 HOURS DEVOTED TO ACTIVITY DURING THE MONTH; 0 HOURS ; I AM A TRUSTEE FOR THIS TRUST, BUT HAVE NO ACTIVE ROLE IN ITS OVERSIGHT. 5)RPG WEALTH MANAGEMENT, INC. (DBA), SUB-CHAPTER S CORP., INVESTMENT RELATED, SYOSSET, NY, PRESIDENT, 9/2018, 160 HOURS PER MONTH, 6.5 HOURS PER DAY DURING TRADING HOURS, CORPORATE ENTITY FOR EMPLOYMENT. 6) SYOSSET WOODBURY CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, SYOSSET, NY, CIVIC ORGANIZATION OF LOCAL BUSINESSES, PRESIDENT, 1/2021, 10 HOURS PER MONTH, 5 HOURS DURING TRADING HOURS, ORGANIZE EVENTS ON BEHALF OF THE CHANGE, HOST ZOOM MEETINGS, GRAND OPENINGS, ATTEND OTHER LOCAL CIVIC EVENTS AS THE CHIEF REPRESENTATIVE OF THE CHAMBER.. 7) NASSAU COUNTY COUNCIL OF CHAMBERS OF COMMERCE, 501(C)
(6), NOT INVESTMENT RELATED, EAST MEADOW, NY, DIRECTOR, 7/2024, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS, WORKING WITH OTHER DIRECTORS TO HELP THE NCCC ASSIST PROMOTING THE 46 CHAMBERS OF COMMERCE IN NASSAU COUNTY. 8) Russell Green, Fixed Insurance, not investment related, Syosset, NY, Annuity Agent, 4 hours per month, 4 hours during trading hours, works with PKS and Wentworth to identify fixed annuities that meets the needs and objectives of my clients. 9) Kacey S. Fitness, Inc, not investment related, Syosset, NY, Treasurer, 5 hours per month, zero hours during trading hours, handling the check writing, oversight of all incoming and outgoing funds, bookkeeping and any other activities associated with being the treasurer of a company.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC

ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PK FINANCIAL | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES | APPALACHIAN ASSET MANAGEMENT, INC

CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - SEC (10/4/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (12/31/2009 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/4/2011 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/13/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/6/2011 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (10/12/2011 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (10/4/2011 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (10/6/2011 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (10/19/2011 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (10/21/2011 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/31/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/31/2009 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/17/2011 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/6/2011 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (10/6/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/13/2023)
RR
Colorado
(2/26/2019)
RR
Connecticut
(10/15/2018)
IAR
Connecticut
(6/14/2021)
RR
Delaware
(4/1/2026)
RR
Florida
(10/1/2018)
IAR
Florida
(5/18/2021)
RR
Michigan
(10/4/2018)
RR
New Jersey
(12/4/2018)
RR
New York
(10/11/2018)
IAR
New York
(3/22/2021)
RR
Pennsylvania
(1/9/2019)
RR
Rhode Island
(7/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 1985About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1999About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1998

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1996About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Russell Paul Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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